A tie in the merge queue — Huffman coding

exam standardwhy your tree may differ from the book's

Answer

b=00 a=01 d=10 c=11

Note:

2 merge tie(s) were broken by rule, so other trees of exactly the same cost exist. Moffat (2019) §2.2: symbols are numbered 0…m−1 in ascending code-point order, and the heap is keyed on the tuple (weight, isInternal ? 1 : 0, tieRank) with tieRank = −symbolIndex for leaves and the creation sequence number for internal nodes. So: on a tie between leaves the higher-numbered symbol is preferred; on a tie between a leaf and an internal node the leaf is preferred; on a tie between internal nodes the one formed earlier is preferred. The first node popped becomes the 0 (left) child.

Why this example is worth doing

When two nodes have equal weight the algorithm has a genuine choice, and different choices give different trees with identical average length. This is the single most common reason a student thinks the tool is wrong. The page states its tie-break rule explicitly as a full sort key, shows an example where the alternative tree is equally optimal, and gives the canonical code so the two can be compared on equal terms.

Try your own input in the Huffman coding. Build the tree from text or from frequencies, with the merge order and canonical codes.

How the answer is reached

Tie-break

Moffat (2019) §2.2: symbols are numbered 0…m−1 in ascending code-point order, and the heap is keyed on the tuple (weight, isInternal ? 1 : 0, tieRank) with tieRank = −symbolIndex for leaves and the creation sequence number for internal nodes. So: on a tie between leaves the higher-numbered symbol is preferred; on a tie between a leaf and an internal node the leaf is preferred; on a tie between internal nodes the one formed earlier is preferred. The first node popped becomes the 0 (left) child.

Merge order

Merge order — columns step, left, right, weight
stepleftrightweight
1112
2224
3246

Compare with

Open this example in the Huffman coding

The field arrives filled in with this example’s input.

Note:

Notation this page assumes

  • Bit strings are written most significant bit first, and bit 0 is the least significant bit.
  • A width is stated explicitly wherever it changes the answer; nothing is silently sign-extended or truncated.
  • Ties in the merge queue are broken by the fully specified key the engine documents, so the tree is reproducible rather than merely valid.

Sources

  • Huffman, “A Method for the Construction of Minimum-Redundancy Codes” (1952)
  • Shannon, “A Mathematical Theory of Communication” (1948)